自由裁量权与局部信息下的规则

Rules with Discretion and Local Information*

Quarterly Journal of Economics · 2013
被引 11
人大 A+FT50ABS 4*

中文导读

研究在社区执行中,当信息仅为行动者和第二方共享时,如何通过事前豁免或事后原谅的协议实现规则例外,解决规则与自由裁量权的两难困境。

Abstract

Abstract To ensure that individual actors take certain actions, community enforcement may be required. This can present a rules-versus-discretion dilemma: it can become impossible to employ discretion based on information that is not widely held, because the wider community is unable to verify how the information was used. Instead, actions may need to conform to simple and widely verifiable rules. We study when discretion in the form of exceptions to a simple rule can be implemented, if the information is shared by the action taker and a second party, who is able to verify for the larger group that an exception is warranted. In particular, we compare protocols where the second party excuses the action taker from taking the action ex ante with protocols where the second party instead forgives a rule-breaking actor ex post.

社区执行规则与自由裁量权例外协议事前豁免与事后宽恕