The Distortionary Effects of Incentives in Government: Evidence from China's “Death Ceiling” Program
研究中国2004年实施的“死亡指标”项目,发现地方政府为达标而操纵事故死亡数据,但不同层级政府间的激励存在互补效应,且未发现为规避棘轮效应而虚报死亡数的证据。
We study a 2004 program designed to motivate Chinese bureaucrats to reduce accidental deaths. Each province received a set of “death ceilings” that, if exceeded, would impede government officials' promotions. For each category of accidental deaths, we observe a sharp discontinuity in reported deaths at the ceiling, suggestive of manipulation. Provinces with safety incentives for municipal officials experienced larger declines in accidental deaths, suggesting complementarities between incentives at different levels of government. While realized accidental deaths predict the following year's ceiling, we observe no evidence that provinces manipulate deaths upward to avoid ratchet effects in the setting of death ceilings.