单一决议委员会治理框架的若干思考

Some Reflections on the Governance Framework of the Single Resolution Board

Journal of Common Market Studies · 2017
被引 7
ABS 3

中文导读

本文通过分析法律文件和学术文献,考察欧盟单一决议委员会的正式治理框架与实际运作,探讨其设立是否标志着金融部门机构化的质变,并指出梅罗尼原则对其权力实施的限制。

Abstract

Abstract First embodied by the European Supervisory Authorities in 2010, agency governance in the financial sector has gained momentum with the creation of the Single Resolution Board (SRB) – an EU agency with considerable competencies in banking prudential policy. Within a short period, backed by the ‘ESMA‐Short Selling case’ judgment, agencies have progressed from supporting the European Commission with their quasi‐rule making, to a more prominent role in the decision‐making process, potentially influencing policy‐makers' agenda. By engaging in a qualitative analysis of legal documents, official texts and relevant scholarship, this research note examines the formal framework and practical aspects of SRB's governance, in order to substantiate whether its establishment presents a ‘qualitative increase’ in financial sector agencification . At the same time, the research note highlights problematic issues arising because of the limitations set by the Meroni doctrine arguing that the Board's wide powers ‘on paper’ may prove challenging to implement in practice.

金融监管欧盟治理公共管理法律与经济学