自愿自我监管能带来监管宽松吗?来自美国责任关怀项目的教训

Does Voluntary Self-Regulation Provide Regulatory Relief? A Lesson from the Responsible Care Program in the United States

Journal of Law & Economics · 2018
被引 5
人大 A-ABS 3

中文导读

研究了参与自愿自我监管项目(责任关怀)的企业是否在强制性监管执法中受到更宽松对待,发现参与企业经历的计划内检查更少且可能更宽松。

Abstract

We investigate whether firms are rewarded for their participation in voluntary self-regulation programs through more lenient enforcement of mandated regulation. In particular, we investigate whether firms participating in the Responsible Care (RC) program experience less pressure from Occupational Safety and Health Administration inspections. We use three indicators of regulatory relief: the overall probability of an inspection regardless of its type, the probability of a planned inspection relative to other inspection types, and the intensity of planned inspections. The probability of a planned inspection is our primary indicator of regulatory relief because it is the only inspection type that is not triggered by facilities’ contemporaneous performance. We find strong evidence of regulatory relief: RC participants experienced fewer and possibly more lenient planned inspections than non-RC participants. While this was not enough to lower the overall probability of an inspection, the greater stringency of planned inspections translates into significantly less regulatory attention.

自愿性自律监管救济责任关怀计划职业安全与健康管理局检查