全球采矿业尾矿设施事故:'透明度转向'能否推动变革?

Tailings facility failures in the global mining industry: Will a ‘transparency turn’ drive change?

BUSINESS STRATEGY AND THE ENVIRONMENT · 2020
被引 57
人大 A-ABS 3

中文导读

批判性分析了全球尾矿设施事故后新监管标准(GTR标准)的公开披露要求,指出透明度规范的推行复杂且脆弱,尤其在治理薄弱、不平等和腐败严重的地区。

Abstract

Abstract In this article, we critically analyse emerging regulatory controls around the design and management of tailings facilities in the global mining industry. Following several high profile, catastrophic tailings facility failures, a Global Tailings Review (GTR) was established to develop a new industry Standard. We describe the precursors to the GTR and review the public disclosure requirements of 19 separate industry‐endorsed standards and certification schemes. On several criteria, the GTR Standard requires unprecedented levels of public disclosure by mining companies. Does this amount to a ‘transparency turn’ in tailings management? We argue that while improved disclosure provisions may provide visibility for investors, regulators and other stakeholders, the socialisation of transparency norms is a highly complex, contingent and ultimately fragile endeavour. Using indicators relevant to achieving transparency, we demonstrate the contextual variability into which mining companies will be disclosing information. Our analysis highlights the sheer number of tailings facilities in locations with multi‐dimensional complexity, including low levels of literacy and governance, with correspondingly high levels of inequality and corruption. We discuss these conditionalities in relation to the GTR Standard, and conclude by outlining future research priorities.

采矿业尾矿管理透明度公司治理监管标准