空间干扰下的率最优整群随机设计

Rate-optimal cluster-randomized designs for spatial interference

Annals of Statistics · 2022
被引 16
ABS 4★

中文导读

研究了空间干扰下整群随机设计的率最优问题,提出了估计量-设计对以实现近最优收敛速度,并给出方差估计,适用于空间因果推断。

Abstract

We consider a potential outcomes model in which interference may be present between any two units but the extent of interference diminishes with spatial distance. The causal estimand is the global average treatment effect, which compares outcomes under the counterfactuals that all or no units are treated. We study a class of designs in which space is partitioned into clusters that are randomized into treatment and control. For each design, we estimate the treatment effect using a Horvitz–Thompson estimator that compares the average outcomes of units with all or no neighbors treated, where the neighborhood radius is of the same order as the cluster size dictated by the design. We derive the estimator’s rate of convergence as a function of the design and degree of interference and use this to obtain estimator-design pairs that achieve near-optimal rates of convergence under relatively minimal assumptions on interference. We prove that the estimators are asymptotically normal and provide a variance estimator. For practical implementation of the designs, we suggest partitioning space using clustering algorithms.

因果推断空间统计实验设计干扰效应