Toward Interpretable-AI Policies Using Evolutionary Nonlinear Decision Trees for Discrete-Action Systems
提出用进化非线性决策树从预训练的黑盒深度强化学习智能体中提取可解释的控制规则，在多个离散动作控制问题上实现了与黑盒智能体相当的闭环性能，同时规则简单可解释。
Black-box artificial intelligence (AI) induction methods such as deep reinforcement learning (DRL) are increasingly being used to find optimal policies for a given control task. Although policies represented using a black-box AI are capable of efficiently executing the underlying control task and achieving optimal closed-loop performance-controlling the agent from the initial time step until the successful termination of an episode, the developed control rules are often complex and neither interpretable nor explainable. In this article, we use a recently proposed nonlinear decision-tree (NLDT) approach to find a hierarchical set of control rules in an attempt to maximize the open-loop performance for approximating and explaining the pretrained black-box DRL (oracle) agent using the labeled state-action dataset. Recent advances in nonlinear optimization approaches using evolutionary computation facilitate finding a hierarchical set of nonlinear control rules as a function of state variables using a computationally fast bilevel optimization procedure at each node of the proposed NLDT. In addition, we propose a reoptimization procedure for enhancing the closed-loop performance of an already derived NLDT. We evaluate our proposed methodologies (open- and closed-loop NLDTs) on different control problems having multiple discrete actions. In all these problems, our proposed approach is able to find relatively simple and interpretable rules involving one to four nonlinear terms per rule, while simultaneously achieving on par closed-loop performance when compared to a trained black-box DRL agent. A postprocessing approach for simplifying the NLDT is also suggested. The obtained results are inspiring as they suggest the replacement of complicated black-box DRL policies involving thousands of parameters (making them noninterpretable) with relatively simple interpretable policies. The results are encouraging and motivating to pursue further applications of proposed approach in solving more complex control tasks.