Towards an integrated framework for evaluating transformative innovation policy
结合可持续转型与政策评估文献,提出一个包含项目理论、系统分析和综合评估三部分的整合框架,用于评估旨在应对重大挑战的变革性创新政策,并以瑞典生物创新战略项目为例说明其适用性。
In recent years, a new frame for innovation policy has emerged, namely “transformative innovation policy” (TIP), which aims at addressing transformative change or “Grand Challenges”. Such a shift in policy theory should, ideally, be reflected in policy evaluation, but the literature has so far provided little advice on how to address TIP-related evaluation challenges such as directionality and system-level behavioural additionality. This paper discusses how the evaluation of policy interventions targeting system innovation can be designed to address these challenges. Combining the literature on sustainability transitions with policy evaluation, we propose an integrated evaluation framework composed of three main components: (i) programme theory (programme goals, systems boundaries and desired (or accepted) development paths); (ii) system analysis (transformative outcomes); and (iii) synthesis and overall assessment (including revision of programme theory). By integrating the two sets of literature, we provide a bridge between academic research on transitions and current evaluation practices. We briefly illustrate the applicability of the integrated framework in the BioInnovation Strategic Innovation Programme in Sweden.