旗帜与棍棒:援助暂停、人权与共谋公众的问题

The flag and the stick: Aid suspensions, human rights, and the problem of the complicit public

World Development · 2023
被引 17
人大 A-ABS 3

中文导读

探讨援助国以暂停援助威胁来应对受援国人权侵犯时,若大部分公众支持政府侵权行为(如乌干达反同性恋立法),则援助条件性的工具功能(施压政府)与表达功能(彰显人权承诺)会相互冲突,形成两难困境。

Abstract

Foreign aid donors often use, or are expected to use, the threat of aid suspensions in response to human rights violations. The use of such conditionality seeks to pressure the ‘recipient’ government into ending or preventing rights abuses. This article argues that this approach tacitly relies on the assumption that most citizens in the recipient country oppose their government’s rights violations. However, in recent years, and particularly linked to the rise of populism, there has been growing recognition of instances around the world in which significant parts of the public support government actions giving rise to human rights violations. Drawing in particular on the example of donor responses to recent efforts to introduce repressive anti-homosexuality legislation in Uganda, the article argues that such cases present donors with a dilemma that arises because the threat of aid suspensions serves two distinct but related purposes: an instrumental function (‘the stick’), whereby the threat of withdrawing aid is used to pressure the ‘recipient’ government into ending the rights violation; and an expressive function (‘the flag’) that is often overlooked, whereby conditionality signals the donor government’s commitment to international human rights norms. While typically these two functions of aid conditionality reinforce one another, we show that when faced with a ‘complicit public’, the stick and flag come apart, generating the dilemma for donors. The threat of aid sanctions is likely to trigger a public backlash but refraining from effective criticism will undermine support for international human rights norms. Based on this analysis, the article provides a framework for recognizing and evaluating potential responses to this dilemma that considers the salient political and ethical features of such contexts. In doing so, it demonstrates the importance of understanding the political ethics of aid suspensions and other donor responses to human rights violations.

对外援助暂停人权条件性公众共谋乌干达反同性恋立法