欧盟与俄罗斯:改变一切的那场战争

The EU and Russia: The War that Changed Everything

Journal of Common Market Studies · 2023
被引 14
ABS 3

中文导读

本文分析了俄罗斯2022年入侵乌克兰如何根本改变了欧盟的战略环境,促使欧盟在对俄制裁、东扩、安全与防务政策及对外关系上采取前所未有的行动,并探讨这些变化的持久性。

Abstract

The significance of Russia's war against Ukraine can hardly be overestimated. This is the biggest interstate war in Europe since the Second World War. On the 24th of February 2022, the largest country in Europe, Russia, attacked the second largest, Ukraine, on three different fronts, with massive military force, with the clear purpose of territorial control and at an immense human cost. In doing so, the Kremlin broke one of the most important taboos in European security, that on territorial expansion through military force. Confronted with a massive war along its borders and no normative framework for security negotiations left, the EU operates in an entirely new strategic environment, one that is based on pure confrontation and determined by an imminent threat. This generated a sense of urgency and unity in the EU unseen before. It created a window of opportunity for the reinforcement of European Security and Defence Policy. Even more, the EU took up a new role as security actor that would have been unthinkable without the context of a massive war so close by. This article will briefly discuss Russia's motives for the invasion. A good understanding of the reasons for this war is crucial to comprehend the strategic context the EU is operating in and the policy options it has. The next section will outline four ways in which the war has affected the EU's foreign policy role and relations with Russia. This will be followed by some reflections on the impact and significance of these changes. For many years, and very assertively since 2007, Russia has voiced its security concerns, in particular over NATO enlargement. Many analysts have concluded that Russia's motives to invade Ukraine on 24 February 2022 were the result of these security concerns and the gradual deterioration of relations with the West.1 Yet, as Kimberly Marten argues, ‘to disentangle the relationship between NATO's geographic enlargement and Russia's relations with the West is not as easy as it first appears. The causal chains that may seem to link the two are complex, subject to interference by many other variables, and mediated by the evolving subjective interpretations of a diverse cast of Russian actors.’ (Marten 2023, p. 210) The question whether antagonist relations over security that preceded the war also caused the war is one that deserves more attention, in particular in a context where debates are mostly driven by theoretical assumptions. This is not to deny the reality of tensions over security that have existed for many years before the war but to explore whether they are the reason why the Kremlin went for war and whether opposition to NATO enlargement was driven mainly by concerns over security or over loss of status (Sarotte 2021). It is beyond the scope of this article to analyse the Kremlin's motivations for the war in 2022 in detail (see Casier 2023 for a more extended analysis). Yet, a couple of lines need to be set, as they are essential for understanding the political context in which EU-Russia relations operate. Undeniably, president Putin carefully built up and escalated a rhetoric about Russia's security concerns over 2021, the year preceding the war. In his state of the nation address of 21 April 2021, Putin used the term ‘red lines’ as a clear warning to the West. ‘Those behind provocations that threaten the core interests of our security will regret what they have done in a way they have not regretted anything for a long time. … I hope that no one will think about crossing the “red line” with regard to Russia. We ourselves will determine in each specific case where it will be drawn.’ (Putin 2021a). Only by the end of the year, Putin specified where the red line would be drawn, formulating three ‘unconditional demands’ (Trenin 2022b)2: no further expansion of NATO to post-Soviet states, no deployment of offensive weapons in the proximity of Russia and the withdrawal of NATO military infrastructure from member states that joined after 1997. In spite of these statements, the likelihood of NATO expansion being the main motive for Russia's invasion deserves a closer look. First of all, it should be noted that the idea that the fear of Ukraine joining NATO led Russia to a pre-emptive invasion is also dismissed by some close to the Kremlin. Dmitri Trenin, one of Russia's leading foreign policy analysts, stated just before the invasion: ‘No degree of NATO expansion, including to incorporate Ukraine, will threaten the military balance and deterrence stability. … Therefore, in terms of military security, it's correct to say I don't see NATO expansion as such a terrible threat.’ (Trenin 2022a). From an unexpected corner, leader of the Wagner group Prigozhin stated at the start of the mutiny on 23 June 2023: ‘The Ministry of Defence is trying to deceive the public and the president and spin the story that there were insane levels of aggression from the Ukrainian side and that they were going to attack us together with the whole NATO block. The special operation was started for a completely different reason.’ (Prigozhin quoted in Van Brugen 2023). Turning to actual arguments, there are different reasons to assume why fear of NATO expansion to Ukraine was unlikely one of Russia's main motives for the war (Ferraro 2023; Marten 2023). First, it should be noted that NATO accession for Ukraine was all but imminent when Russia waged war on Ukraine. A vague prospect had been given to Ukraine at the NATO Bucharest summit of 2008, but that was fourteen years before the invasion of February 2022. The vague formulation then was largely a compromise resulting from a sharp disagreement between the US administration and European member states. While rhetorical references to the prospect were made occasionally after 2008, most importantly at the NATO Brussels summit in June 2021,3 little significant progress had been made towards Ukraine's accession (Ferraro 2023, p. 14), nor was membership expected any time soon. It is interesting to note that military co-operation between Ukraine and NATO only increased substantially after Russia's annexation of Crimea (Ferraro 2023, p. 13). Increased co-operation was thus a reaction to Russia's offensive, in a context where the annexation of Crimea was not followed by a Ukrainian counter-offensive, let alone one supported by NATO. Moreover, before 2022 US weapon deliveries were fairly limited and ‘Ukraine had absolutely no capacity to attack Russia’ (Marten 2023, p. 238-239). It was also in the aftermath of the annexation of Crimea and the war in eastern Ukraine that the Ukrainian parliament on 23 December 2014 renounced the ‘non-bloc status’ of the country, that former president Yanukovych had introduced (Pifer 2014). At a more general level, there are indications that NATO enlargement was not perceived by Moscow as such a profound threat as often assumed. Between 2000 and 2010, for example, when most of NATO's eastern expansion took place, the numbers of troops and weaponry that Russia deployed along its borders closest to the enlarged NATO (its Western and Southern military districts) ‘fell steeply’ (Marten 2023, p. 220). Nor did Putin express serious concern in 2022 about the effective accession of Finland to the alliance, despite its great military importance, with a capacity of mobilising an army of 280,000 and adding 1340 km to the NATO-Russia border.4 These and other arguments lead Kimberly Marten to conclude that there is ‘evidence that the whole NATO enlargement issue has been more a symbolic red herring than a real security problem for Russian leaders, used strategically abroad to try to manipulate the West into taking Russian security interests seriously, and at home as a way of manipulating nationalist support’ (Marten 2023, p. 234). When it comes to the invasion of Ukraine in February 2022, the question needs to be asked how the Kremlin expected the latter would improve its security situation, in particular in a context whereby the security demands of December 2021, mentioned above, were ‘far beyond Kyiv's reach’ and no ultimatum was posed to Ukraine (Ferraro 2023, p. 13). Inevitably, there is a degree of speculation in answering this question, but it is striking that with a full-scale war against Ukraine, the Kremlin opted for one of the most risky and costly scenarios, without trying alternative options (Ferraro 2023). Russia may have miscalculated the chances of success of its military invasion and the reaction of the Euro-Atlantic community, but if it genuinely believed the US wanted to make Ukraine a bridgehead, it would for sure have expected the US to help Ukraine significantly after the 24 February 2022 invasion. It is improbable that Moscow would have expected the West to take limited retaliation measures against a war on that scale, against a country of the size and strategic importance of Ukraine, and while breaching the vital principle of non-violation of borders, and threatening European security on a scale unseen since World War II. What can be said with certainty, is that Russia's security situation has all but improved since 24 February 2022. Finland and Sweden have given up their traditional neutrality status to join NATO. German Chancellor Scholz announced a Zeitenwende or historical shift, sealing the end of the classic axis of reconciliation between Russia and the West, dating back to the Ostpolitik of NATO increased their there is little that Russia has a loss of to its military and has and NATO expansion is unlikely to be the main reason for this what then was the Kremlin's was a second line in Russia's to the war that than the one on Russia's It was one of on Ukraine. In 2021, for example, Putin an article in which that Russia, Ukraine and one nation and and (Putin On many other to Ukraine as and Ukraine as a (Putin its the in what a to the that Russia was just taking back what was (Putin this Russia's war against Ukraine as of its to with its 2022, p. the scope of this this can be as of a in three of post-Soviet In terms of foreign policy there was a clear over time in how Russia as a great and how the latter is to since the of the Russia has to be a great The is at the of its strategic and and is in the state of whereby Russia can only as a great The that Russia is not just as great but also to this in Putin to great status as a for Russia to the borders of the Russian a country as Russia can only and the borders if it as a great (Putin quoted in p. the time of the 2022 the had been the was no that great status Russia to the post-Soviet borders, but the Kremlin to that territorial expansion had the for great The idea of Russia's as great had with a idea of whereby Russia is as than the borders of the Russian This can be a the that only a Russia be a great It is to interpretations of as this by February to Putin on Ukraine and often the Kremlin's Russia, expansion is not just one of the but the reality of our historical is effective with 2021). not why the invasion in 2022 and why not for in when the Ukrainian army was and by The Russian of the in the Ukraine in 2014 as an p. have no and the of about Russian and how it is to ‘The Ukraine has been It into question Russia's as a great European and to the two main of the Kremlin's good relations with Europe, with and and the of former 2021). It policy towards Ukraine but was not driven by a a of policy between 2014 and the February 2022 invasion the Russian policy and was one of a in the in Ukraine through the of and The for for the the would have this but up in a from the war in Ukraine, Moscow a of to Ukraine and to the of Russian in the and the of the for to the and along the in and and and Ukraine was only more from Russia. over these may have the Kremlin towards the of massive military force, for a for the ‘Ukraine through the of Ukraine as The significance for the EU without the and invasion of Ukraine on 24 February 2022, the confrontation with Russia, that had started in was to a new Russia but a strategic and threat for European the of the War security there was no normative framework to with Russia on security In to this time the the EU to a of its than two before the 2022 relations between the EU and Russia were by The EU and Russia into a and had to their It was the most the EU Yet, it was a of than a the of the started to resulting in an of and The with the Ukraine of When Russia the EU the and From a of into an of this confrontation was by a degree of largely the a understanding that was important for to be a as The EU the first for Russia and Russia the for the the EU a of Russian in of all 2021). the of The between confrontation and as to an end with Russia's offensive against Ukraine on 24 February 2022. The war the in the EU's I will that along four First, the EU had been over Russia, it took a as as the invasion were also between the EU and the The EU the line since its on the first of the in the terms Russia's military aggression against Ukraine. its and military Russia is and European and security and 2022a). On of the and the the war was as a to which the NATO or the EU were not a NATO are not of this have a to it not and beyond At the it was clear that Ukraine to against Russia. The EU support’ from the but the degree of over time. While at of the the to be to Ukraine to this over time. Ukrainian than expected and as it control of of in 2022, over Kyiv's war deliveries started to the hope that Ukraine would the war and back Russia. It should also be noted that the EU was than in from the annexation of it was not by when Russia in 2022. US had announced for that Putin was to the EU time to its to on against Russia and to for Ukraine. in its for the of Ukrainian the EU unity in an policy On 2022, the was Ukrainian and to security, and A second was the of enlargement When took as in announced to enlargement for the next years 2014). took with a to lead a vague this may have been at the the of enlargement was in as a foreign policy to Russian The European of June 2022 its to enlargement in the Western it status to Ukraine and and a prospect to The symbolic significance of Ukraine EU status can hardly be overestimated. at a time when the Kremlin Ukraine's to and waged a war at territorial the EU in to Ukraine's and its to its The may have a impact on the that may all but in as a policy at but not the will its main the states, three have the prospect of Ukraine, and is EU country, has no in co-operation with the not if it with normative has been in a to closer to the but being to Russia for reasons of its the may thus over time. This is a new in a of and whereby the EU's eastern are A of to the window of opportunity that the war has created for the EU's Security and Defence The EU's on the threat posed by Russia's war and the sense of urgency a president used the opportunity to an summit in on the issue on 2022. It led to the that Russia's of a in European EU member states to to and to a more in this to the EU's capacity to in the of security was The on for strategic and but the war an opportunity to it The EU's for Security and that was in when the war broke was to a new and more threat with Russia in the of the The behind the was ‘The more security us to make a and our capacity and to our and and 2022, p. significant than these rhetorical are the real in the EU's security role in to the war. a The EU an actual of military to Ukraine. 2023, it had of military to Ukraine the European The had been created as an for and military with the EU's classic or in In the context of the the was used to military to one in a Ukraine. The increased the of the to The of military for Ukraine for the of a first for the first with the EU in of Ukraine up with the purpose of Ukrainian this a security role that is new for the a of weapons to a a couple of should be at the the by the EU is than military to the and a of the military is by member states 2023). the EU's new security role in with a of NATO. as by president or as by his NATO is back in and It the first states of the Euro-Atlantic to for their the EU's new security role is to where it comes it will in the of NATO as security The has to with EU In to the on Russia are and and 2023, p. At the time of the EU had against Russia in to the war on for its in the of the EU with the of over and and have been The EU has and were by the European as of and of in 2022 to 2021). as as and and are on and in the the of the EU for Russian A was on Russian four and to the was the EU has The on in December 2022, by by but is expected to of EU from Russia. The EU also on Russian and While the of the of is not of the there has been a in this from Russia by the had by the end of 2022 to one of the one year 2023). the often voiced concerns that EU on Russian created a of for this is a The EU and its member states to the and to a from Russian Moreover, the measures by the EU in to Russia's aggression the of security and policy in as the and 2023). These are not only also have a different purpose than the in that mainly had a The new in the of was ‘to to his war The of is to but it is clear that the EU has not to this The Russian has in 2022 with a The for 2023 from a further with over status to a of the Russian of in 2023 of the EU 2023). over be one of the main reasons why the on Russia did not have the a of its in 2022, to and a but it to make a of the on the European in 2022. the EU the of its in the of the that made this speculation This of speculation is unlikely to be in 2023 and may have a on the Russian Russia's war against Ukraine thus the EU's policy in four significant a on Russia, the of enlargement a new security role and While they a some reflections are in the question should be whether the are The EU has in a new security but will it also to this role in case the sense of urgency and threat For this to be the a of for and will be from the a is to the and strategic of the but many are to make the Russia's war against Ukraine has a in the of the or the of but one that needs to be and further if it is to be Moreover, the EU may have it is also with a It may have given a to the this not it has a foreign and security policy that is in of the and the EU's is not determined by the need to in a but by the that the of what is for the EU to its are and 2023, p. The EU's new security and foreign policy role at the not into a role at the there is a of in the In this a of of the EU and its member states will have an impact on its may to be more In the case of for example, the EU to balance different policy In the as for an and a 2022, p. the between these policy lines in a context of interests and without the sense of will be more mentioned above, the reinforcement of in with a of NATO. despite the EU's crucial the US is in the lead and is the biggest of military to Ukraine. The EU will thus have to its security policy in the of NATO and in with the The of NATO more on the political in the US than on European in a it would to the European security it will not be for the EU to an back an control for example, negotiations between the US and Russia, as leading but also with as military force. the of Ukraine after the war will be A and will be to help it to its back on the country, with the and so unity in this context will be for Ukraine to in an accession that may take long be a It will the enlargement and have been about gradual or also need to be about and in an of for the EU's and Western towards Ukraine and Russia. a war often to be not all in the the sense of threat or the that Russia's war broke a For in the and of an important role in this and it will be interesting to see how the EU to its new security role with its traditional The EU has its will to EU's into a more strategic in 2022, p. At the the rhetoric of Ukraine a war for against Russia has been more with The for example, to between 2022, p. and of as one of the new this a ‘The need to in is not the as against may over how and are to be in may together from the new between the EU or its member states and states or the to with Russia 2023). These and other also some lines for the For this should be in the first a time of to on how have EU foreign policy in general and EU-Russia relations more A couple of First and the of that has been given to the in between Russia and the such as Ukraine. The of to a Russian and capacity to back have determined the of this war. the the in Ukraine was to say the by on relations may have some crucial in Russia that are essential to this war. most has on the of the EU on Russian Russia's on for its in the The the EU and its member states to largely from Russian in a very us about the importance to think beyond On a level, it how the capacity of the EU to be and has increased of the war. It has at what and and the and it the Russia has its the its was based on by by the EU with one after the about its next This Russia to its in relations with the it massive military against Ukraine, Moscow can no the of its its or will to to to explore these in relations Russia's invasion of Ukraine on 24 February 2022 for the from its to the annexation of Crimea and the war in the in the EU was and a and to Russia's war and of The war generated unseen unity the EU member states to back with It created a window of opportunity for and made clear that the EU the and take such as from Russian The war the EU's relations with its eastern and the of enlargement in a more The war the EU's more as a security actor and but also effective such as military to Ukraine through the European The of up to its new security the EU needs to and unity and to it to a Moreover, it will need to a balance between its and a war that is most from the EU will need to unity and in its new

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