当N等于一时随机化推断

Randomization inference when N equals one

Biometrika · 2025
被引 3
ABS 4

中文导读

针对单个个体在不同时间窗口作为自身对照的N-of-1实验,结合因果推断与控制理论,提出动态干扰效应模型和矩估计方法,推导估计量的高阶矩和渐近正态性,为动态系统干预效果估计提供推断框架。

Abstract

Summary For decades, $ N $-of-1 experiments, where a unit serves as its own control and treatment in different time windows, have been used in certain medical contexts. However, due to effects that accumulate over long time windows and interventions that have complex evolution, a lack of robust inference tools has limited the widespread applicability of such $ N $-of-1 designs. This work combines techniques from experimental design in causal inference and system identification from control theory to provide such an inference framework. We derive a model of the dynamic interference effect that arises in linear time-invariant dynamical systems. We show that a family of causal estimands analogous to those studied in potential outcomes are estimable via a standard estimator derived from the method of moments. We derive formulae for higher moments of this estimator and describe conditions under which $ N $-of-1 designs may provide faster ways to estimate the effects of interventions in dynamical systems. We also provide conditions under which our estimator is asymptotically normal and derive valid confidence intervals for this setting.

因果推断实验设计控制理论动态系统N-of-1实验