观察性研究中存在异质性部分干扰的治疗效应的半参数估计

Semiparametric Estimation of Treatment Effects in Observational Studies with Heterogeneous Partial Interference

Journal of Business & Economic Statistics · 2026
被引 0 · 同刊同年前 2%
人大 AABS 4

中文导读

针对观察性研究中个体间存在异质性干扰的问题,提出广义增广逆概率加权估计量,可高效稳健地估计直接和溢出效应,并应用于青少年健康数据。

Abstract

In many observational studies in social science and medicine, subjects or units are connected, and one unit’s treatment and attributes may affect another’s treatment and outcome, violating the stable unit treatment value assumption (SUTVA) and resulting in interference. To enable feasible estimation and inference, many previous works assume exchangeability of interfering units (neighbors). However, in many applications with distinctive units, interference is heterogeneous and needs to be modeled explicitly. In this paper, we focus on the partial interference setting, and only restrict units to be exchangeable conditional on observable characteristics. Under this framework, we propose generalized augmented inverse propensity weighted (AIPW) estimators for general causal estimands that include heterogeneous direct and spillover effects. We show that they are semiparametric efficient and robust to heterogeneous interference as well as model misspecifications. We apply our methods to the Add Health dataset to study the direct effects of alcohol consumption on academic performance and the spillover effects of parental incarceration on adolescent well-being.

半参数估计部分干扰异质性干扰增强逆概率加权