Peer Review Filings and Their Implications in Evaluating Self-Regulation.
研究了1980年至1986年第一季度美国证券交易执业部门成员的公开同行评议档案,归纳了发现、报告类型及评审双方特征,评估了对自我监管的批评,并关注政策问题。
Abstract Describes public peer review files on members of the United States Securities and Exchange Practice Section (SECPS) from 1980 through the first quarter of 1986. Codification of findings, report types and attributes of reviewee and reviewer; Insights into how the process is working; Evaluation of criticisms of self-regulation; Attention toward policy issues and other questions meriting inquiry.